SourcingSourcing

JIM MACKAY FINANCIAL PLANNING, LLC

C47
CRD 169583·SEC 801-132302·SPRINGFIELD, MO
AUM
$176.0M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$528K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JIM MACKAY FINANCIAL PLANNING, LLC
CRD
169583
SEC file #
801-132302
EIN
—
DBA names
Mackay Financial Planning, Llc

Economics

AUM
$176.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$140.1M → $176.0M▲ +26%
Client mix
Individuals High Net Worth35
Individuals Other33
Charitable Organizations3

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
SPRINGFIELD MO
Branches
—

Custodian & Brokerage

Primary custodian
Altruistlow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
mackayfinancialplanning.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MACKAY, JAMES, LEWIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MACKAY, JAMES, LEWIS
MacKay, Darci
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MACKAYFINANCIALPLANNING.COM
Rdap Domain Creation Date
2013-10-04T19:50:45Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Altruist4
E*trade4
Lpl Financial1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-04T19:50:45Z
Rdap Domain Last Changed
2025-10-05T14:17:43Z
Rdap Nameservers
Ns-1183.awsdns-19.orgNs-1662.awsdns-15.co.ukNs-314.awsdns-39.comNs-752.awsdns-30.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4425867
Trust Company Affiliate
No

People (3)

3
MACKAY, JAMES, LEWIS
IAR · Direct Owner · 87.5%
4425867
MacKay, Darci
Executive Officer · 2.5%
7069812
Nathan Gertson
IAR
7966752