SourcingSourcing

CADENT CAPITAL ADVISORS, LLC

C26
CRD 169704·SEC 801-78860·TULSA, OK
AUM
$785.8M
$500M-$1B
Est. Revenue
$7.9M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$18.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CADENT CAPITAL ADVISORS, LLC
CRD
169704
SEC file #
801-78860
EIN
454339378
DBA names
—

Economics

AUM
$785.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$333.1M → $785.8M▲ +136%
Client mix
Individuals Other450
Individuals High Net Worth152
Pension Profit Sharing Plans24
Corporations24
Charitable Organizations4

Operations

Employees (total)
15
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
4 advisors → 11 advisors▲ +175%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
cadcapital.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOOBERRY, PHILIP, ANDREW
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
MOOBERRY, PHILIP, ANDREW
DAGG, ANN, MOLLOY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CADCAPITAL.COM
Rdap Domain Creation Date
2012-01-13T17:26:52Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
53,566
Form 5500 Compensation Trajectory 3y
202553,566
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
53,566
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001803536
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2021-02-12
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0001803536-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
4525 EAST 91ST STREETTULSA, OK 74137
Business
4525 EAST 91ST STREETTULSA, OK 74137
Edgar EIN
454339378
Edgar Recent Filings
13F-HR2026-04-08 · 0001803536-26-000002
13F-HR2026-01-13 · 0001803536-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-13T17:26:52Z
Rdap Domain Last Changed
2025-01-14T14:46:57Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4451496
Trust Company Affiliate
No

People (12)

12
MOOBERRY, PHILIP, ANDREW
IAR · Direct Owner · 62.5%
4451496
DAGG, ANN, MOLLOY
IAR · Direct Owner · 17.5%
4519312
TAYLOR, TODD, EUGENE
IAR · Direct Owner · 17.5%
1449302
Rice, Curtis, Leon
Direct Owner · 7.5%
7660107
Hobbs, Brett, Collin
IAR · Executive Officer · 2.5%
7167912
NICHOLAS ALAN FIEGEL
IAR
5688554
Logan Kyle Wehling
IAR
6714183
DAVID MICHAEL FOLEY
IAR
2835190
Madeline Jane Ritterpusch
IAR
7691969
Joshua Garrett
IAR
7593790
WILLIAM HALE MILDREN
IAR
334144
DEANNA FAYE STRANGLEN
IAR
4463873