SourcingSourcing

DYNAMIC WEALTH ADVISORS

B65
CRD 169792·SEC 801-126979·SURPRISE, AZ
AUM
$140.1M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$420K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DYNAMIC WEALTH ADVISORS
CRD
169792
SEC file #
801-126979
EIN
—
DBA names
—

Economics

AUM
$140.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$123.5M → $140.1M▲ +13%
Client mix
Individuals Other268
Individuals High Net Worth36

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'23'26
3 advisors → 4 advisors▲ +33%
Primary office
SURPRISE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
06/30/2025
ADV-W filed at
—
Website
dynamicwealthmgt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARLINI, ADAM, CHARLES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CARLINI, ADAM, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DYNAMICWEALTHMGT.COM
Rdap Domain Creation Date
2011-12-08T18:37:14Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
19
Form 5500 Total Compensation
409,734
Form 5500 Compensation Trajectory 3y
2025386,060
202623,674
Form 5500 Plan Count Trajectory 3y
202518
20261
Schedule C Total Compensation
409,734
Schedule C Service Provider Rows
19

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.224
Soi Zip Pct 200k Plus
0.0397
Soi Zip Returns 200k Plus
790
Soi Zip Total AGI
1,446,510
Fdic Zip Total Deposits
24,633,647,000
Fdic Zip Branch Count
395
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Interstate Bank of Arizona, National AssociationSurprise, AZ
First Interstate Bank of Arizona, National AssociationSurprise, AZ
Fdic Zip HHI
1023.41
Fdic Zip Top Bank Share Pct
19.77
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-08T18:37:14Z
Rdap Domain Last Changed
2025-12-09T11:31:32Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI60,163
Returns4,610
Stub 2
AGI173,882
Returns4,680
Stub 3
AGI225,738
Returns3,660
Soi Zip Total Business Income
29,147
Soi Zip Total Cap Gains
79,607
Soi Zip Total Dividends
45,762
Soi Zip Total Returns
19,910
Top Owner CRD
1857827
Trust Company Affiliate
No

People (4)

4
CARLINI, ADAM, CHARLES
IAR · Direct Owner · 87.5%
1857827
JOHN REED SPERRY
IAR
5687413
GARY LYNN LUNA
IAR
5006571
GRANT STEPHEN HADDEN
IAR
6034466