SourcingSourcing

APPLEWHITE FINANCIAL PLANNING, PLLC

B54
CRD 169799·SEC 801-134467·DALLAS, TX
AUM
$153.1M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$459K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
APPLEWHITE FINANCIAL PLANNING, PLLC
CRD
169799
SEC file #
801-134467
EIN
—
DBA names
Applewhite & Buys Financial Advisors

Economics

AUM
$153.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$138.1M → $153.1M▲ +11%
Client mix
Individuals Other130
Individuals High Net Worth55

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
applewhitefp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JALHA APPLE PLLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
JALHA APPLE PLLC
BLACKWATER LEDGER PLLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
APPLEWHITEFP.COM
Rdap Domain Creation Date
2013-10-25T15:15:48Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-10-25T15:15:48Z
Rdap Domain Last Changed
2025-09-25T12:05:39Z
Rdap Nameservers
Ns14.wixdns.netNs15.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
No

People (2)

2
APPLEWHITE, JOSEPH, PAUL
IAR · Executive Officer · 2.5%
5481528
Timothy Aaron Buys
IAR
6709811