SourcingSourcing

SUMMIT GROUP RETIREMENT PLANNERS, INC.

C48
CRD 169823·SEC 801-110664·EXTON, PA
AUM
$302.3M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$907K
@ 30% margin
Est. Deal Value
$7.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUMMIT GROUP RETIREMENT PLANNERS, INC.
CRD
169823
SEC file #
801-110664
EIN
—
DBA names
—

Economics

AUM
$302.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$140.6M → $302.3M▲ +115%
Client mix
Individuals Other177
Pension Profit Sharing Plans58
Individuals High Net Worth12

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
EXTON PA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
sgretirementplanners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIORENZA, ANTHONY, JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FIORENZA, ANTHONY, JOHN
FIORENZA, DEREK, CHRISTOPHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SGRETIREMENTPLANNERS.COM
Rdap Domain Creation Date
2013-12-04T19:51:55Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Compensation
204,763
Form 5500 Compensation Trajectory 3y
2025194,605
202610,158
Form 5500 Plan Count Trajectory 3y
20256
20261
Schedule C Total Compensation
204,763
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-12-04T19:51:55Z
Rdap Domain Last Changed
2025-11-28T21:47:27Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1149077
Trust Company Affiliate
No

People (3)

3
FIORENZA, ANTHONY, JOHN
IAR · Direct Owner · 62.5%
1149077
FIORENZA, DEREK, CHRISTOPHER
IAR · Direct Owner · 37.5%
5825196
Renée Bangs Mrosowski
IAR
7036439