THE HUNTINGTON INVESTMENT COMPANY

CRD

16986

SEC file #

801-58015

EIN

381958953

DBA names

Huntington Financial Advisors

Economics

AUM

$7.89B

AUM band

$1B+

AUM trajectory

'20 · $1.90B

'21 · $2.70B

'22 · $3.56B

'23 · $4.77B

'25 · $6.34B

'26 · $7.89B

'20'26

$1.90B → $7.89B▲ +315%

sec adv history

Client mix

Individuals Other	41,475
Individuals High Net Worth	678
Corporations	218
Charitable Organizations	27

Operations

Employees (total)

520

Advisory staff (per ADV)

415

Advisory staff (5-yr trend)

'20 · 333 advisors

'21 · 329 advisors

'22 · 341 advisors

'23 · 379 advisors

'25 · 398 advisors

'26 · 415 advisors

'20'26

333 advisors → 415 advisors▲ +25%

sec adv history

Primary office

COLUMBUS OH

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUM

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

huntington.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HUNTINGTON BANCSHARES

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HUNTINGTON BANCSHARES

DUNCAN, ERICA

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

HUNTINGTON.COM

Rdap Domain Creation Date

1994-03-28T05:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001774113

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2019-04-30

Edgar Last Filing Date

2019-04-30

Edgar Form D Count

Edgar Form D Offerings

2019-04-302019-04-30 · 0001774113-19-000001

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

4645 OAKMANDETROIT, MI 48204

Business

4645 OAKMANDETROIT, MI 48204

Edgar EIN

381958953

Edgar Recent Filings

D2019-04-30 · 0001774113-19-000001

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2035-02-27T19:20:31Z

Rdap Domain Last Changed

2025-02-27T19:22:22Z

Rdap Nameservers

A1-90.akam.netA14-67.akam.netA18-64.akam.netA20-65.akam.net

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate

People (64)

DUNCAN, ERICA

8031535

Cynthia Jean Foresta

2445804

Melissa Holding

4621076

LOUGH, SHAWN PATRICK

6356321

MICHAEL MIROBALLI

1545242

REBER, AARON

7793642

BALLARD, MONICA VICKMAN

4245227

Jeffrey Michael Boardman

2746492

MICHAEL EVANS BRUNNER

5353459

MICHAEL DAVID ERDELYI

5864282

Emily Elizabeth Ferguson

3107040

MELANIE KATE HAMILTON

5452291

ALEX C POLIVKA

Stephen Monroe Richardson

6270624

ANDREW ROBERT KOOGLER

2673371

NICOLE ALEXIS FORNWALT

BRIAN NICHOLAS MCBRIDE

CHRISTOPHER ROBERT STEINMAN

6288065

JOHNNY DWAYNE ISHMAEL

JEFFREY SHELDON MAITLAND

BRADLEY GLENN SCHUMACHER

STEVEN GERARD SPRADER

ANNABEL MALLARI LOPEZ

Nicholas JAMES Zapatka

SHUKRIYYAH LATEEFAH ATKINS

4631812

MATTHEW WILLIAM GARNER

RICHARD ELLIOTT ISACSON

JESSICA LORIEN MORRISON