SourcingSourcing

TOWNELEY CAPITAL MANAGEMENT, INC.

C43
CRD 169863·SEC 801-78957·LAGUNA HILLS, CA
AUM
$1.09B
$1B+
Est. Revenue
$10.9M
@ 1% on AUM
Est. EBITDA
$3.3M
@ 30% margin
Est. Deal Value
$26.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TOWNELEY CAPITAL MANAGEMENT, INC.
CRD
169863
SEC file #
801-78957
EIN
463728846
DBA names
—

Economics

AUM
$1.09B
AUM band
$1B+
AUM trajectory
'20'26
$723.6M → $1.09B▲ +51%
Client mix
Individuals Other93
Individuals High Net Worth61
Other61
Charitable Organizations15
Pension Profit Sharing Plans5

Operations

Employees (total)
12
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
9 advisors → 8 advisors▼ -11%
Primary office
LAGUNA HILLS CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE TCM EMPLOYEE STOCK
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
THE TCM EMPLOYEE STOCK
MANASTEE RIVER REVOCABLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:towneley.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
20
Form 5500 Total Compensation
6,500
Form 5500 Compensation Trajectory 3y
20256,500
20240
Form 5500 Plan Count Trajectory 3y
20241
20251
Schedule C Total Compensation
6,500
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002004980
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-01-17
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0002085853-26-000439

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
23197 LA CADENA DRIVESUITE 103LAGUNA HILLS, CA 92653
Business
23197 LA CADENA DRIVESUITE 103LAGUNA HILLS, CA 92653
Edgar EIN
463728846
Edgar Recent Filings
13F-HR2026-04-21 · 0002085853-26-000439
13F-HR2026-01-30 · 0002085853-26-000152
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (7)

7
KUNTZ, TRACY, ANN
IAR · Executive Officer · 2.5%
4776854
GARRETT, ERNEST, DANIEL
IAR · Executive Officer · 2.5%
3187574
ROBYN LYNN CLARKE
IAR
4777111
PAULA DURRANT
IAR
7828551
MARTIN DANIEL STANDISH
IAR
2140841
OMID EFTEKHARI
IAR
5701936
Carlos Ortega
IAR
7043236