SourcingSourcing

FACTORIAL PARTNERS, LLC

A65
CRD 169879·SEC 801-130492·MT. KISCO, NY
AUM
$156.7M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$470K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FACTORIAL PARTNERS, LLC
CRD
169879
SEC file #
801-130492
EIN
000000000
DBA names
—

Economics

AUM
$156.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$188.9M → $156.7M▼ -17%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
MT. KISCO NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
factorialpartnerslp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KLEIMAN, MARK, PHILIP
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KLEIMAN, MARK, PHILIP
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FACTORIALPARTNERSLP.COM
Rdap Domain Creation Date
2019-07-16T19:34:51Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
133
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001732687
Edgar Registered
Yes
Edgar Filing Count
39
Edgar First Filing Date
2018-04-19
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
37
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001214659-26-006042

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab4
E*trade4
Edgar Addresses
Mailing
16 DAKIN AVENUEMT. KISCO, NY 10549
Business
16 DAKIN AVENUEMT. KISCO, NY 10549
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-13 · 0001214659-26-006042
13F-HR2026-02-10 · 0001214659-26-001407
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-16T19:34:51Z
Rdap Domain Last Changed
2025-06-16T00:27:22Z
Rdap Nameservers
Ns0.wixdns.netNs1.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1580025
Trust Company Affiliate
No

People (1)

1
KLEIMAN, MARK, PHILIP
Direct Owner · 87.5%
1580025