SourcingSourcing

GAUGE CAPITAL LLC

C22
CRD 169890·SEC 801-86176·SOUTHLAKE, TX
AUM
$3.39B
$1B+
Est. Revenue
$33.9M
@ 1% on AUM
Est. EBITDA
$10.2M
@ 30% margin
Est. Deal Value
$81.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GAUGE CAPITAL LLC
CRD
169890
SEC file #
801-86176
EIN
000000000
DBA names
Gauge Capital

Economics

AUM
$3.39B
AUM band
$1B+
AUM trajectory
'20'26
$835.7M → $3.39B▲ +306%
Client mix
Pooled Investment Vehicles10

Operations

Employees (total)
67
Advisory staff (per ADV)
61
Advisory staff (5-yr trend)
'20'26
15 advisors → 61 advisors▲ +307%
Primary office
SOUTHLAKE TX
Branches
Count1

Custodian & Brokerage

Primary custodian
Folio Institutionalmedium confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/gauge-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GAUGE CAPITAL HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
GAUGE CAPITAL HOLDINGS, LLC
FRIEDMAN, DAVID, AARON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:gauge.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
492,173
Form 5500 Compensation Trajectory 3y
2026492,173
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
492,173
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001696583
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2017-02-01
Edgar Last Filing Date
2017-03-24
Edgar Form D Count
2
Edgar Form D Offerings
2017-03-242017-03-24 · 0001696583-17-000002
2017-02-012017-02-01 · 0001696583-17-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Folio Institutional1
Full
E*trade4
Folio Institutional1
Edgar Addresses
Mailing
C/O GAUGE CAPITAL LLC1256 MAIN STREET, SUITE 256SOUTHLAKE, TX 76092
Business
C/O GAUGE CAPITAL LLC1256 MAIN STREET, SUITE 256SOUTHLAKE, TX 76092
Edgar EIN
000000000
Edgar Recent Filings
D/A2017-03-24 · 0001696583-17-000002
D2017-02-01 · 0001696583-17-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (6)

6
FRIEDMAN, DAVID, AARON
Executive Officer · 2.5%
7530603
GESUALDI, COURTNEY, SARTOR
Executive Officer · 2.5%
7981662
JACKSON, JAMES, ROGER
Executive Officer · 2.5%
7358264
JOHNSON, DREW, WILLIAMS
Executive Officer · 2.5%
5932393
MCKELVEY, THOMAS, RAY
Executive Officer · 2.5%
6283183
SNIDER, JASON, GLENN
Executive Officer · 2.5%
7305379