SourcingSourcing

VISION FINANCIAL MANAGEMENT, LLC

B53
CRD 170003·SEC 801-133721·CUYAHOGA FALLS, OH
AUM
$165.7M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$497K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VISION FINANCIAL MANAGEMENT, LLC
CRD
170003
SEC file #
801-133721
EIN
—
DBA names
—

Economics

AUM
$165.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$120.0M → $165.7M▲ +38%
Client mix
Individuals Other401
Individuals High Net Worth48

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
CUYAHOGA FALLS OH
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
01/08/2026
ADV-W filed at
—
Website
linkedin.com/in/robwinston(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WINSTON, ROBERT, STAGG
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WINSTON, ROBERT, STAGG
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:vision.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1119
Soi Zip Pct 200k Plus
0.0107
Soi Zip Returns 200k Plus
170
Soi Zip Total AGI
849,554
Fdic Zip Total Deposits
19,891,921,000
Fdic Zip Branch Count
341
Fdic Zip Top Banks
Third Federal Savings and Loan Association of Cleveland
Fifth Third Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial8
E*trade4
Fdic Zip Branches Raw
National City Bank, NortheastCuyahoga Falls, OH
First National Bank of OhioCuyahoga Falls, OH
Fdic Zip HHI
838.88
Fdic Zip Top Bank Share Pct
19.09
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI52,576
Returns4,040
Stub 2
AGI188,153
Returns5,010
Stub 3
AGI204,926
Returns3,350
Soi Zip Total Business Income
18,310
Soi Zip Total Cap Gains
6,769
Soi Zip Total Dividends
5,329
Soi Zip Total Returns
15,900
Top Owner CRD
3085941
Trust Company Affiliate
No

People (2)

2
WINSTON, ROBERT, STAGG
IAR · Direct Owner · 87.5%
3085941
Jeanine Frances Brindus
IAR
6834918