SourcingSourcing

JAYKAY WEALTH ADVISORS, INC.

B58
CRD 170192·SEC 801-113311·HOUSTON, TX
AUM
$173.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$521K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JAYKAY WEALTH ADVISORS, INC.
CRD
170192
SEC file #
801-113311
EIN
—
DBA names
—

Economics

AUM
$173.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$108.2M → $173.8M▲ +61%
Client mix
Individuals High Net Worth88
Individuals Other51

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financialmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANASUYA KABAD HERITAGE TRUST,
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
ANASUYA KABAD HERITAGE TRUST,
KABAD, JAYANTH, RAO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
25,994
Form 5500 Compensation Trajectory 3y
202525,994
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
25,994
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0494
Soi Zip Pct 200k Plus
0.0109
Soi Zip Returns 200k Plus
260
Soi Zip Total AGI
861,013
Fdic Zip Total Deposits
72,239,647,000
Fdic Zip Branch Count
565
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
American First National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Window
Lpl Financial2
Full
Lpl Financial6
E*trade4
Fdic Zip Branches Raw
BancTEXAS National AssociationHouston, TX
Home Savings of America, FSBHouston, TX
Fdic Zip HHI
951.93
Fdic Zip Top Bank Share Pct
16.64
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI159,508
Returns12,310
Stub 2
AGI250,429
Returns7,090
Stub 3
AGI145,923
Returns2,420
Soi Zip Total Business Income
89,993
Soi Zip Total Cap Gains
20,405
Soi Zip Total Dividends
10,720
Soi Zip Total Returns
23,890
Trust Company Affiliate
No

People (3)

3
KABAD, JAYANTH, RAO
IAR · Direct Owner · 37.5%
1023557
ANASUYA KABAD MEYER
IAR
5958719
DANIEL JOSEPH DUCKETT
IAR
6159757