SourcingSourcing

STEELE CREEK INVESTMENT MANAGEMENT LLC

C39
CRD 170209·SEC 801-79139·CHARLOTTE, NC
AUM
$1.74B
$1B+
Est. Revenue
$17.4M
@ 1% on AUM
Est. EBITDA
$5.2M
@ 30% margin
Est. Deal Value
$41.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STEELE CREEK INVESTMENT MANAGEMENT LLC
CRD
170209
SEC file #
801-79139
EIN
831782694
DBA names
—

Economics

AUM
$1.74B
AUM band
$1B+
AUM trajectory
'20'26
$2.91B → $1.74B▼ -40%
Client mix
Pooled Investment Vehicles10
Business Devel Companies1

Operations

Employees (total)
12
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
8 advisors → 12 advisors▲ +50%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
moelisassetmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOELIS STEELE CREEK HOLDINGS
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
MOELIS STEELE CREEK HOLDINGS
DUFFY, GLENN, PATRICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MOELISASSETMANAGEMENT.COM
Rdap Domain Creation Date
2014-02-04T21:08:32Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001772896
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2019-04-08
Edgar Last Filing Date
2019-04-08
Edgar Form D Count
1
Edgar Form D Offerings
2019-04-082019-04-08 · 0001772896-19-000002

Local market & wealth

Rank targets by how wealthy the local market is

Fdic Zip Total Deposits
473,808,000
Fdic Zip Branch Count
9
Fdic Zip Top Banks
Wachovia Bank, National Association
Wachovia Bank of North Carolina, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (20)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank15
E*trade4
Goldman Sachs2
Morgan Stanley1
Edgar Addresses
Mailing
C/O STEELE CREEK INVESTMENT MGMT LLC201 SOUTH COLLEGE STREET, SUITE 1690CHARLOTTE, NC 28244
Business
C/O STEELE CREEK INVESTMENT MGMT LLC201 SOUTH COLLEGE STREET, SUITE 1690CHARLOTTE, NC 28244
Edgar EIN
831782694
Edgar Recent Filings
D2019-04-08 · 0001772896-19-000002
Fdic Zip Branches Raw
Wachovia Bank of North Carolina, National AssociationCharlotte, NC
Wachovia Bank of North Carolina, National AssociationCharlotte, NC
Fdic Zip HHI
5502.57
Fdic Zip Top Bank Share Pct
65.85
Fdic Zip Year
2002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-04T21:08:32Z
Rdap Domain Last Changed
2026-01-06T07:35:33Z
Rdap Nameservers
Dns1.name-services.comDns2.name-services.comDns3.name-services.comDns4.name-services.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (3)

3
DUFFY, GLENN, PATRICK
Executive Officer · 2.5%
1806437
CHRISTOPHER REGIS RYAN
Executive Officer · 2.5%
1581034
WAGENBERG, MAX, C
Executive Officer · 2.5%
6421952