SourcingSourcing

SHUSTER ADVISORY GROUP, LLC

C42
CRD 170233·SEC 801-106929·PASADENA, CA
AUM
$10.32B
$1B+
Est. Revenue
$103.2M
@ 1% on AUM
Est. EBITDA
$31.0M
@ 30% margin
Est. Deal Value
$247.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SHUSTER ADVISORY GROUP, LLC
CRD
170233
SEC file #
801-106929
EIN
—
DBA names
—

Economics

AUM
$10.32B
AUM band
$1B+
AUM trajectory
'20'26
$27.0M → $10.32B▲ +38101%
Client mix
Individuals High Net Worth153
State Or Municipal Govt103
Pension Profit Sharing Plans71
Individuals Other39
Other36

Operations

Employees (total)
14
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
2 advisors → 10 advisors▲ +400%
Primary office
PASADENA CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
sfgrpc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHUSTER, MARK, ALLAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SHUSTER, MARK, ALLAN
PARRINO, JOANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SFGRPC.COM
Rdap Domain Creation Date
2015-03-08T20:38:21Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
12
Form 5500 Total Compensation
535,261
Form 5500 Compensation Trajectory 3y
2025535,261
Form 5500 Plan Count Trajectory 3y
202512
Schedule C Total Compensation
535,261
Schedule C Service Provider Rows
12

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-08T20:38:21Z
Rdap Domain Last Changed
2026-04-04T04:01:16Z
Rdap Nameservers
Dns1.cscdns.netDns2.cscdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1402702
Trust Company Affiliate
No

People (6)

6
SHUSTER, MARK, ALLAN
IAR · Direct Owner · 87.5%
1402702
PARRINO, JOANN
Executive Officer · 2.5%
3110216
JAY SCOTT BREWER
IAR
3265909
Jonathan Taylor Young
IAR
8149318
CARL PATRICK STEINHILBER
IAR
1931102
MICHAEL DAVID CARLOS GONZALEZ
IAR
7545812