SourcingSourcing

OCEANSIDE ADVISORS LLC

C49
CRD 170307·SEC 801-127503·MOUNT PLEASANT, SC
AUM
$191.3M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$574K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OCEANSIDE ADVISORS LLC
CRD
170307
SEC file #
801-127503
EIN
461098476
DBA names
—

Economics

AUM
$191.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$184.0M → $191.3M▲ +4%
Client mix
Individuals High Net Worth170
Individuals Other70
Pension Profit Sharing Plans13

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
MOUNT PLEASANT SC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KROLL, JOHANN, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
KROLL, JOHANN, ROBERT
Gaul, Patrick, Joseph
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
10,363
Form 5500 Compensation Trajectory 3y
202510,363
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
10,363
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002012184
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-15
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0002012184-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Altruist4
E*trade4
Edgar Addresses
Mailing
235 MAGRATH DARBY BLVDSUITE 150MOUNT PLEASANT, SC 29464
Business
235 MAGRATH DARBY BLVDSUITE 150MOUNT PLEASANT, SC 29464
Edgar EIN
461098476
Edgar Recent Filings
13F-HR2026-04-28 · 0002012184-26-000002
13F-HR2026-01-26 · 0002012184-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
6297173
Trust Company Affiliate
No

People (5)

5
KROLL, JOHANN, ROBERT
IAR · Direct Owner · 87.5%
6297173
Gaul, Patrick, Joseph
IAR · Direct Owner · 17.5%
6889786
Robert Edwin Kroll
Direct Owner · 7.5%
6968685
Nicholas Glen Schilkey
IAR
7910999
Tyson Riley Strachan
IAR
7120784