SourcingSourcing

CHARTWELL INVESTMENT PARTNERS, LLC

C34
CRD 170335·SEC 801-79127·BERWYN, PA
AUM
$12.97B
$1B+
Est. Revenue
$129.7M
@ 1% on AUM
Est. EBITDA
$38.9M
@ 30% margin
Est. Deal Value
$311.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHARTWELL INVESTMENT PARTNERS, LLC
CRD
170335
SEC file #
801-79127
EIN
460454087
DBA names
—

Economics

AUM
$12.97B
AUM band
$1B+
AUM trajectory
'20'26
$9.19B → $12.97B▲ +41%
Client mix
Pension Profit Sharing Plans200
Individuals Other49
Other36
Corporations23
Charitable Organizations15

Operations

Employees (total)
31
Advisory staff (per ADV)
19
Advisory staff (5-yr trend)
'20'26
46 advisors → 19 advisors▼ -59%
Primary office
BERWYN PA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jamesmedium confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
linkedin.com/company/chartwell-investment-partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RAYMOND JAMES INVESTMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
RAYMOND JAMES INVESTMENT
Fetterolf, Brian
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:chartwell.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
128
Form 5500 Total Compensation
13,513,177
Form 5500 Compensation Trajectory 3y
202510,731,944
20262,781,233
Form 5500 Plan Count Trajectory 3y
202598
202630
Schedule C Total Compensation
13,513,177
Schedule C Service Provider Rows
128

SEC EDGAR

Edgar Cik
0001384042
Edgar Registered
Yes
Edgar Filing Count
77
Edgar First Filing Date
2008-02-12
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
74
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001062993-26-002606

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Window
Raymond James5
Full
Raymond James55
Morgan Stanley6
Charles Schwab4
E*trade4
Bny Mellon3
Edgar Addresses
Mailing
401 EAST EIGHTH STREET, SUITE 319SIOUX FALLS, SD 57103
Business
401 EAST EIGHTH STREET, SUITE 319SIOUX FALLS, SD 57103
Edgar EIN
460454087
Edgar Recent Filings
13F-HR2026-05-14 · 0001062993-26-002606
13F-HR2026-02-11 · 0001062993-26-000798
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
174904
Trust Company Affiliate
No

People (11)

11
RAYMOND JAMES INVESTMENT
Direct Owner · 87.5%
174904
Fetterolf, Brian
Executive Officer · 2.5%
5647967
GETZ, JAMES, FRANCIS
Executive Officer · 2.5%
1653787
Harkins, Timothy, Ryan
Executive Officer · 2.5%
2846658
JOHNSON, MATTHEW, SCOTT
Executive Officer · 2.5%
5670075
Powers, REBEKAH, JOY
Executive Officer · 2.5%
4832285
RICK IV, EDWARD
Executive Officer · 2.5%
2536413
WALZER, SUSAN, LAVELLE
Executive Officer · 2.5%
2976646
Williams, Christine, F
Executive Officer · 2.5%
2694173
WILWANT, ERIC, CHRISTIAN
Executive Officer · 2.5%
2256062
THOMAS DIBARI
IAR
2787179