SourcingSourcing

LEFT BRAIN WEALTH MANAGEMENT, LLC

C31
CRD 170348·SEC 801-113256·NAPERVILLE, IL
AUM
$340.4M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEFT BRAIN WEALTH MANAGEMENT, LLC
CRD
170348
SEC file #
801-113256
EIN
464198153
DBA names
—

Economics

AUM
$340.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$121.2M → $340.4M▲ +181%
Client mix
Individuals Other112
Individuals High Net Worth94
Pooled Investment Vehicles1

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
NAPERVILLE IL
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPublication of periodicals
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
x.com/leftbrainwm

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NOLAND LANGFORD REVOCABLE TRUST
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
NOLAND LANGFORD REVOCABLE TRUST
LANGFORD, NOLAND, D
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001957370
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-14
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001104659-26-052365

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Interactive Brokers11
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
215 SHUMAN BLVD#304NAPERVILLE, IL 60563
Business
215 SHUMAN BLVD#304NAPERVILLE, IL 60563
Edgar EIN
464198153
Edgar Recent Filings
13F-HR2026-04-30 · 0001104659-26-052365
13F-HR2026-02-05 · 0001104659-26-010757
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
LANGFORD, NOLAND, D
IAR · Executive Officer · 2.5%
4041451
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
BRIAN CHRISTOPHER DRESS
IAR
7310403
Freddy Garcia
IAR
3227457
Marina S Solomon
IAR
1906169