SourcingSourcing

CHUNG WU INVESTMENT GROUP, LLC

C47
CRD 170362·SEC 801-130266·SUGAR LAND, TX
AUM
$147.5M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$442K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHUNG WU INVESTMENT GROUP, LLC
CRD
170362
SEC file #
801-130266
EIN
272209555
DBA names
—

Economics

AUM
$147.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$127.2M → $147.5M▲ +16%
Client mix
Individuals High Net Worth66
Pooled Investment Vehicles34
Individuals Other27

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
SUGAR LAND TX
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/10/2026
ADV-W filed at
—
Website
cw-investmentgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WU, CHUNG
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WU, CHUNG
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CW-INVESTMENTGROUP.COM
Rdap Domain Creation Date
2013-09-30T02:17:57Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002054278
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-07
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0002054278-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James8
E*trade4
Edgar Addresses
Mailing
1415 LAKE POINTE PARKWAYSUGAR LAND, TX 77478
Business
1415 LAKE POINTE PARKWAYSUGAR LAND, TX 77478
Edgar EIN
272209555
Edgar Recent Filings
13F-HR2026-05-12 · 0002054278-26-000002
13F-HR2026-02-02 · 0002054278-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-02-04T11:59:59Z
Rdap Domain Last Changed
2024-01-08T20:21:16Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3175511
Trust Company Affiliate
No

People (2)

2
WU, CHUNG
IAR · Direct Owner · 87.5%
3175511
thomas Li chen
IAR
7058971