SourcingSourcing

ERISA ADVISERS, INC.

A75
CRD 170487·SEC 801-130090·BRENTWOOD, TN
AUM
$187.1M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$561K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ERISA ADVISERS, INC.
CRD
170487
SEC file #
801-130090
EIN
—
DBA names
—

Economics

AUM
$187.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$202.6M → $187.1M▼ -8%
Client mix
Pension Profit Sharing Plans117
Individuals Other17
Charitable Organizations1
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
BRENTWOOD TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
erisaadvisers.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ERISA CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
ERISA CORPORATION
PHILLIPS, RICHARD, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ERISAADVISERS.COM
Rdap Domain Creation Date
2014-10-30T19:55:31Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
117,889
Form 5500 Compensation Trajectory 3y
2025117,889
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
117,889
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-30T19:55:31Z
Rdap Domain Last Changed
2026-05-05T06:13:33Z
Rdap Nameservers
Ns1-02.azure-dns.comNs2-02.azure-dns.netNs3-02.azure-dns.orgNs4-02.azure-dns.info
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (1)

1
PHILLIPS, RICHARD, SCOTT
IAR · Executive Officer · 2.5%
2194393