SourcingSourcing

PINAFORE WEALTH COUNSEL INC.

A65
CRD 170540·SEC 801-130577·DURHAM, NC
AUM
$173.6M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$521K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PINAFORE WEALTH COUNSEL INC.
CRD
170540
SEC file #
801-130577
EIN
—
DBA names
—

Economics

AUM
$173.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$132.8M → $173.6M▲ +31%
Client mix
Individuals Other51
Individuals High Net Worth49
Charitable Organizations4
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
DURHAM NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/11/2026
ADV-W filed at
—
Website
pinaforewealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GABRIEL, LISA, MARIE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GABRIEL, LISA, MARIE
GABRIEL, BYRON, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PINAFOREWEALTH.COM
Rdap Domain Creation Date
2014-05-13T20:18:56Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-05-13T20:18:56Z
Rdap Domain Last Changed
2024-05-14T12:01:18Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1528723
Trust Company Affiliate
No

People (3)

3
GABRIEL, LISA, MARIE
IAR · Direct Owner · 87.5%
1528723
GABRIEL, BYRON, PAUL
Direct Owner · 37.5%
1262941
LISAMARIE LOZON
IAR
2915086