SourcingSourcing

SEQUOIA WEALTH MANAGEMENT, LLC

B54
CRD 170543·SEC 801-80362·BARRINGTON, IL
AUM
$599.6M
$500M-$1B
Est. Revenue
$6.0M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SEQUOIA WEALTH MANAGEMENT, LLC
CRD
170543
SEC file #
801-80362
EIN
465178336
DBA names
—

Economics

AUM
$599.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$324.9M → $599.6M▲ +85%
Client mix
Individuals Other1,548
Individuals High Net Worth92

Operations

Employees (total)
16
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
23 advisors → 16 advisors▼ -30%
Primary office
BARRINGTON IL
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
facebook.com/odefinancialservices/?fref=ts(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LYMAN, ROBERT, DENNIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LYMAN, ROBERT, DENNIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:sequoia.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001730811
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2018-02-09
Edgar Last Filing Date
2020-01-14
Edgar 13f Count
9
Edgar 13f Latest AUM Estimate
Filing Date2020-01-14
Accession0001085146-20-000126

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
15
Bc Firm Active IA Count
16
Bc Firm IAR Count
16
Custodian Candidates
Full
Lpl Financial5
E*trade4
Edgar Addresses
Mailing
2500 WEST HIGGINS ROADSUITE 360HOFFMAN ESTATES, IL 60169
Business
2500 WEST HIGGINS ROADSUITE 360HOFFMAN ESTATES, IL 60169
Edgar EIN
465178336
Edgar Recent Filings
13F-HR2020-01-14 · 0001085146-20-000126
13F-HR2019-10-30 · 0001085146-19-002680
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1184978
Trust Company Affiliate
No

People (16)

16
LYMAN, ROBERT, DENNIS
IAR · Direct Owner · 87.5%
1184978
ANTHONY JOSEPH BALDASSANO
IAR
6023520
CHARLES RICHARDSON IEUTER
IAR
1254886
DAVID ERIC BRAGMAN
IAR
5958698
GENE TAYLOR HISER
IAR
1217847
EDWARD VERNON SCOBY
IAR
5440511
ROBERT ARTHUR ENGELS
IAR
1704025
JOHN JAMES KOSMER
IAR
3185064
CHARLES PHILLIP MELKA
IAR
2216510
MARK JOSEPH MURPHY
IAR
4218727
TIMOTHY EDWARD O'DONNELL
IAR
1944448
DAVID LAWRENCE ANDREWS
IAR
2295408
JULIE MARIE MURPHY
IAR
2661569
LISA P ZARKIN
IAR
2158487
SEAN LYMAN
IAR
6196319
Patrick Dennis Lyman
IAR
6800182