SourcingSourcing

FINEPOINT CAPITAL LP

C32
CRD 170668·SEC 801-79330·BOSTON, MA
AUM
$5.01B
$1B+
Est. Revenue
$50.1M
@ 1% on AUM
Est. EBITDA
$15.0M
@ 30% margin
Est. Deal Value
$120.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINEPOINT CAPITAL LP
CRD
170668
SEC file #
801-79330
EIN
800952986
DBA names
—

Economics

AUM
$5.01B
AUM band
$1B+
AUM trajectory
'20'26
$2.61B → $5.01B▲ +92%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
23
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'20'26
12 advisors → 13 advisors▲ +8%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
finepointcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WAGNER, HERBERT, SCHWIND
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
9
Control Persons
WAGNER, HERBERT, SCHWIND
WAGNER, CHARLOTTE, CRAMER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FINEPOINTCAPITAL.COM
Rdap Domain Creation Date
2013-02-26T14:08:36Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
29
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001605895
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2014-05-01
Edgar Last Filing Date
2026-03-10
Edgar Form D Count
13
Edgar Form D Offerings
2026-03-102026-03-10 · 0001605895-26-000001
2025-03-142025-03-14 · 0001605895-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs12
Fidelity8
State Street8
Morgan Stanley6
Jpmorgan4
Edgar Addresses
Mailing
500 BOYLSTON STREET24TH FLOORBOSTON, MA 02116
Business
500 BOYLSTON STREET24TH FLOORBOSTON, MA 02116
Edgar EIN
800952986
Edgar Recent Filings
D/A2026-03-10 · 0001605895-26-000001
D/A2025-03-14 · 0001605895-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-26T14:08:36Z
Rdap Domain Last Changed
2025-02-05T18:34:03Z
Rdap Nameservers
Ns1.ecidns.netNs2.ecidns.netNs3.ecidns.netNs4.ecidns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4519282
Trust Company Affiliate
Yes

People (7)

7
WAGNER, HERBERT, SCHWIND
Direct Owner · 62.5%
4519282
WAGNER, CHARLOTTE, CRAMER
Direct Owner · 37.5%
6306991
CAFLISCH, TIMOTHY, STEPHEN
Executive Officer · 2.5%
7349648
LEFKOWITZ, STEVEN, LAURENCE
Executive Officer · 2.5%
5406186
STOLLER, ERIN, BURKE
Executive Officer · 2.5%
7706730
VEZINA, STACY, LYNN
Executive Officer · 2.5%
6306990
LEE, CHANG WON
Executive Officer · 2.5%
6202953