SourcingSourcing

NAVIGATE PRIVATE WEALTH, LLC

C39
CRD 170774·SEC 801-79648·DRAPER, UT
AUM
$529.2M
$500M-$1B
Est. Revenue
$5.3M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NAVIGATE PRIVATE WEALTH, LLC
CRD
170774
SEC file #
801-79648
EIN
—
DBA names
—

Economics

AUM
$529.2M
AUM band
$500M-$1B
AUM trajectory
'20'26
$306.7M → $529.2M▲ +73%
Client mix
Individuals Other1,713
Individuals High Net Worth216

Operations

Employees (total)
11
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
12 advisors → 7 advisors▼ -42%
Primary office
DRAPER UT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
navigateprivatewealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NAVIGATE HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
NAVIGATE HOLDINGS LLC
BUNNELL, DAVID, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NAVIGATEPRIVATEWEALTH.COM
Rdap Domain Creation Date
2014-03-06T18:11:19Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-06T18:11:19Z
Rdap Domain Last Changed
2026-03-07T15:00:42Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (7)

7
BUNNELL, DAVID, SCOTT
IAR · Direct Owner · 17.5%
2135586
Riley James Hendrickson
IAR
6361669
Spencer David Cazier
IAR
6768072
STEPHEN MICHAEL SMITH
IAR
6802883
DAVID ALEX BUNNELL
IAR
6466078
MARK HAROLD BURGON
IAR
4217852
MURRAY JAY PETERS
IAR
2667910