SourcingSourcing

LITVAK WEALTH, LLC

C47
CRD 170805·SEC 801-127511·NORWALK, CT
AUM
$536.1M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LITVAK WEALTH, LLC
CRD
170805
SEC file #
801-127511
EIN
—
DBA names
—

Economics

AUM
$536.1M
AUM band
$500M-$1B
AUM trajectory
'25'26
$486.5M → $536.1M▲ +10%
Client mix
Individuals High Net Worth58
Individuals Other17

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
NORWALK CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
linkedin.com/company/litvak-&-co-(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LITVAK & CO., LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
LITVAK & CO., LLC
BORIS, JEFFREY, PETER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:litvak.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (6)

6
BORIS, JEFFREY, PETER
IAR · Direct Owner · 17.5%
2684794
LEVINE, JEANNETTE, LITVAK
Direct Owner · 7.5%
7702010
POLACHEK, CLAUDIA, LITVAK
Direct Owner · 7.5%
7702008
FAJARDO ANDRADE, JULIANA, PAOLA
IAR · Executive Officer · 2.5%
4765241
LITVAK, RICARDO, JUAN
IAR · Executive Officer · 2.5%
2476755
Emerson Litvak
IAR
6805415