SourcingSourcing

JUNIPER INVESTMENT COMPANY, LLC

C34
CRD 170814·SEC 801-117664·NEW YORK, NY
AUM
$451.1M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JUNIPER INVESTMENT COMPANY, LLC
CRD
170814
SEC file #
801-117664
EIN
—
DBA names
Juniper Investment Company

Economics

AUM
$451.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$165.1M → $451.1M▲ +173%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
9
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
5 advisors → 7 advisors▲ +40%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
juniperfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MICHAS, ALEXIS, PLATON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MICHAS, ALEXIS, PLATON
BARTHOLDSON, JOHN, ANDERS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
JUNIPERFUNDS.COM
Rdap Domain Creation Date
2011-01-04T21:13:13Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001680619
Edgar Registered
Yes
Edgar Filing Count
37
Edgar First Filing Date
2016-07-29
Edgar Last Filing Date
2025-03-17
Edgar Form D Count
6
Edgar Form D Offerings
2021-08-022021-08-02 · 0001013594-21-000650
2020-07-312020-07-31 · 0001013594-20-000631

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Interactive Brokers8
Pershing4
Goldman Sachs4
E*trade4
Edgar Addresses
Mailing
555 MADISON AVENUE, 24TH FLNEW YORK, NY 10022
Business
555 MADISON AVENUE, 24TH FLNEW YORK, NY 10022
Edgar Recent Filings
4/A2025-03-17 · 0001019056-25-000154
42025-03-17 · 0001019056-25-000150
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-01-04T21:13:13Z
Rdap Domain Last Changed
2025-04-16T13:46:27Z
Rdap Nameservers
Ns79.worldnic.comNs80.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
6400976
Trust Company Affiliate
Yes

People (2)

2
MICHAS, ALEXIS, PLATON
Direct Owner · 62.5%
6400976
BARTHOLDSON, JOHN, ANDERS
Direct Owner · 37.5%
2270833