SourcingSourcing

UCAP ASSET MANAGEMENT LLC

B55
CRD 170846·SEC 801-79625·MIAMI, FL
AUM
$208.2M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$625K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UCAP ASSET MANAGEMENT LLC
CRD
170846
SEC file #
801-79625
EIN
—
DBA names
Ucap Americas

Economics

AUM
$208.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$91.1M → $208.2M▲ +129%
Client mix
Corporations92
Individuals High Net Worth88
Individuals Other9

Operations

Employees (total)
14
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
5 advisors → 7 advisors▲ +40%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/union-capital-group-usa-(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
UNION CAPITAL GROUP USA LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
UNION CAPITAL GROUP USA LLC
CAMPANO, SIXTO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ucapasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
10
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (13)

13
SIXTO CAMPANO
Executive Officer · 2.5%
1567239
Dinah Caratini
Executive Officer · 2.5%
2757383
JUAN CARLOS MASSENS
Executive Officer · 2.5%
2802360
GUSTAVO ADOLFO SR GELVEZ
IAR
4969375
ANA MARIA PARRA
IAR
5626756
MIGUEL LUIS ORTIZ
IAR
2444975
EMMANUEL M CASUSCELLI
IAR
5036738
FRANCISCO MIGUEL DE LA CAMARA
IAR
1447088
LUIS ENRIQUE JOCELYN-HOLT
IAR
2721821
ALMA ESTRADA
IAR
4359708
SUSAN DISDIER
IAR
4203995
GEORGE GANDARIAS
IAR
2083156
LOURDES MARINA ZALDANA
IAR
5912994