SourcingSourcing

SPINOSA WEALTH MANAGEMENT GROUP, LLC

B62
CRD 170903·SEC 801-120889·MANDEVILLE, LA
AUM
$191.4M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$574K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPINOSA WEALTH MANAGEMENT GROUP, LLC
CRD
170903
SEC file #
801-120889
EIN
—
DBA names
Spinosa Wealth Management Group

Economics

AUM
$191.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$129.7M → $191.4M▲ +48%
Client mix
Individuals Other94
Individuals High Net Worth58

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
1 advisors → 2 advisors▲ +100%
Primary office
MANDEVILLE LA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
spinosawmg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPINOSA, LAWRENCE, RANDALL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SPINOSA, LAWRENCE, RANDALL
ROADEN, BRITTANY, NICHOLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SPINOSAWMG.COM
Rdap Domain Creation Date
2009-06-24T18:41:09Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-24T18:41:09Z
Rdap Domain Last Changed
2025-05-19T20:53:37Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1453282
Trust Company Affiliate
No

People (3)

3
SPINOSA, LAWRENCE, RANDALL
IAR · Direct Owner · 87.5%
1453282
BRITTANY NICHOLE ROADEN
Executive Officer · 2.5%
5686603
JORDAN RANDALL SPINOSA
IAR
6065597