ENVESTNET RETIREMENT SOLUTIONS, LLC

C29
CRD 171570·SEC 801-79855·CHICAGO, IL
AUM
$16.30B
$1B+
Est. Revenue
$163.0M
@ 1% on AUM
Est. EBITDA
$48.9M
@ 30% margin
Est. Deal Value
$391.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ENVESTNET RETIREMENT SOLUTIONS, LLC
CRD
171570
SEC file #
801-79855
EIN
DBA names

Economics

AUM
$16.30B
AUM band
$1B+
AUM trajectory
'20'26
$10.51B → $16.30B▲ +55%
Client mix
Pension Profit Sharing Plans4,391
Pooled Investment Vehicles420
State Or Municipal Govt65

Operations

Employees (total)
24
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'20'26
4 advisors → 15 advisors▲ +275%
Primary office
CHICAGO IL
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/10/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ENVESTNET, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
ENVESTNET, INC.
D'AURIA, DANA, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ENVESTNET.COM
Rdap Domain Creation Date
1999-06-08T00:36:48Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
172
Form 5500 Total Compensation
923,930
Form 5500 Compensation Trajectory 3y
2025880,708
202643,222
Form 5500 Plan Count Trajectory 3y
2025162
202610
Schedule C Total Compensation
923,930
Schedule C Service Provider Rows
172

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Fee Schedule
Bracket Ix69
Bracket X31
Bracket I0
Bracket Ii0
Bracket Iii0
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2027-06-08T00:37:25Z
Rdap Domain Last Changed
2024-08-28T00:25:47Z
Rdap Nameservers
Ns-1286.awsdns-32.orgNs-1650.awsdns-14.co.ukNs-64.awsdns-08.comNs-855.awsdns-42.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedServer Delete ProhibitedServer Transfer ProhibitedServer Update Prohibited
Trust Company Affiliate
Yes