SourcingSourcing

SPRUCEVIEW CAPITAL PARTNERS LLC

C19
CRD 171963·SEC 801-80632·DENVER, CO
AUM
$2.34B
$1B+
Est. Revenue
$23.4M
@ 1% on AUM
Est. EBITDA
$7.0M
@ 30% margin
Est. Deal Value
$56.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPRUCEVIEW CAPITAL PARTNERS LLC
CRD
171963
SEC file #
801-80632
EIN
371754358
DBA names
—

Economics

AUM
$2.34B
AUM band
$1B+
AUM trajectory
'20'26
$315.7M → $2.34B▲ +642%
Client mix
Pooled Investment Vehicles22
Other3
Individuals High Net Worth1
Pension Profit Sharing Plans1
Corporations1

Operations

Employees (total)
25
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
7 advisors → 8 advisors▲ +14%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPRUCEVIEW CAPITAL HOLDINGS LP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
SPRUCEVIEW CAPITAL HOLDINGS LP
JACKSON, WILLIAM, MILES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001612986
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2014-07-09
Edgar Last Filing Date
2015-06-25
Edgar Form D Count
2
Edgar Form D Offerings
2015-06-252015-06-25 · 0001612986-15-000001
2014-07-092014-07-09 · 0001612986-14-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan30
E*trade4
Edgar Addresses
Mailing
C/O SPRUCEVIEW CAPITAL PARTNERS LLCONE INTERNATIONAL PLACE, SUITE 4400BOSTON, MA 02110
Business
C/O SPRUCEVIEW CAPITAL PARTNERS LLCONE INTERNATIONAL PLACE, SUITE 4400BOSTON, MA 02110
Edgar EIN
371754358
Edgar Recent Filings
D/A2015-06-25 · 0001612986-15-000001
D2014-07-09 · 0001612986-14-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
WILLIAM MILES JACKSON
Executive Officer · 2.5%
6826346
Pressler, Hannah, Jean Marie
Executive Officer · 2.5%
7606527
SABO, RICHARD, WALTER
Executive Officer · 2.5%
1031155