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KENNEDY WEALTH & TAX MANAGEMENT, LLC

B57
CRD 172394·SEC 801-112886·SOUTHBURY, CT
AUM
$215.5M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$646K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KENNEDY WEALTH & TAX MANAGEMENT, LLC
CRD
172394
SEC file #
801-112886
EIN
—
DBA names
—

Economics

AUM
$215.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$98.5M → $215.5M▲ +119%
Client mix
Individuals Other75
Individuals High Net Worth58
Pension Profit Sharing Plans2
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
SOUTHBURY CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
linkedin.com/in/kevin-kennedy-cpa-97117237(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KENNEDY, KEVIN, ANDREW
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KENNEDY, KEVIN, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2891568
Trust Company Affiliate
No

People (1)

1
KENNEDY, KEVIN, ANDREW
IAR · Direct Owner · 87.5%
2891568