SourcingSourcing

CATALINA CAPITAL GROUP, LLC

C36
CRD 172556·SEC 801-110269·TORRANCE, CA
AUM
$616.3M
$500M-$1B
Est. Revenue
$6.2M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CATALINA CAPITAL GROUP, LLC
CRD
172556
SEC file #
801-110269
EIN
471400485
DBA names
—

Economics

AUM
$616.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$136.3M → $616.3M▲ +352%
Client mix
Individuals High Net Worth110
Individuals Other78
Pension Profit Sharing Plans48
Corporations2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
TORRANCE CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
linkedin.com/in/philippeoertle/detail/contact-info(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRANTZ, CHRIS, MATTHEW
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FRANTZ, CHRIS, MATTHEW
OERTLE, PHILIPPE, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:catalina.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
131,833
Form 5500 Compensation Trajectory 3y
2025106,801
202625,032
Form 5500 Plan Count Trajectory 3y
20255
20261
Schedule C Total Compensation
131,833
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0002018090
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-04-30
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0002085853-26-000471

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2601 AIRPORT DRIVESUITE 375TORRANCE, CA 90505
Business
2601 AIRPORT DRIVESUITE 375TORRANCE, CA 90505
Edgar EIN
471400485
Edgar Recent Filings
13F-HR2026-04-23 · 0002085853-26-000471
13F-HR2026-01-16 · 0002085853-26-000041
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5283015
Trust Company Affiliate
No

People (4)

4
FRANTZ, CHRIS, MATTHEW
IAR · Direct Owner · 62.5%
5283015
OERTLE, PHILIPPE, ROBERT
IAR · Direct Owner · 62.5%
5192671
BRADD ALLEN DONOVAN
IAR
5323904
CALVIN DEAN HEDMAN
IAR
5099240