SourcingSourcing

S CAPITAL WEALTH ADVISORS, LLC

B63
CRD 172591·SEC 801-128782·MAHTOMEDI, MN
AUM
$127.5M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$382K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
S CAPITAL WEALTH ADVISORS, LLC
CRD
172591
SEC file #
801-128782
EIN
—
DBA names
Yes Wealth Management

Economics

AUM
$127.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$116.8M → $127.5M▲ +9%
Client mix
Individuals Other64
Individuals High Net Worth36

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
MAHTOMEDI MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
linkedin.com/company/yes-wealth-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHNEEWEIS, ROBERT, EUGENE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SCHNEEWEIS, ROBERT, EUGENE
SCHNEEWEIS, THOMAS, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4409
Soi Zip Pct 200k Plus
0.2
Soi Zip Returns 200k Plus
880
Soi Zip Total AGI
628,130
Fdic Zip Total Deposits
0
Fdic Zip Branch Count
9
Fdic Zip Top Banks
Heritage National Bank
Anchor Bank Heritage N.A.

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Heritage National BankMahtomedi, MN
Heritage National BankMahtomedi, MN
Fdic Zip HHI
0
Fdic Zip Top Bank Share Pct
0
Fdic Zip Year
2020
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI9,482
Returns980
Stub 2
AGI19,210
Returns520
Stub 3
AGI32,264
Returns520
Soi Zip Total Business Income
14,891
Soi Zip Total Cap Gains
45,350
Soi Zip Total Dividends
16,390
Soi Zip Total Returns
4,400
Top Owner CRD
2012770
Trust Company Affiliate
No

People (5)

5
SCHNEEWEIS, ROBERT, EUGENE
IAR · Direct Owner · 87.5%
2012770
SCHNEEWEIS, THOMAS, R
Direct Owner · 17.5%
5559060
SCHNEEWEIS, ROBERT, J
Executive Officer · 2.5%
7511869
James Michael Heflin
IAR
6609854
Michael Andrew Heflin
IAR
6688282