SourcingSourcing

LARRY MATHIS FINANCIAL PLANNING, L.L.C.

B58
CRD 172858·SEC 801-128560·PHOENIX, AZ
AUM
$212.8M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$638K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LARRY MATHIS FINANCIAL PLANNING, L.L.C.
CRD
172858
SEC file #
801-128560
EIN
—
DBA names
Mathis Wealth Management

Economics

AUM
$212.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$183.1M → $212.8M▲ +16%
Client mix
Individuals Other229
Individuals High Net Worth75
Pension Profit Sharing Plans6

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
facebook.com/mathiswealthmanagement(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MATHIS, LARRY, LEE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MATHIS, LARRY, LEE
MATHIS, CAMERON, MAXWELL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2566
Soi Zip Pct 200k Plus
0.1038
Soi Zip Returns 200k Plus
1,740
Soi Zip Total AGI
1,783,417
Fdic Zip Total Deposits
16,018,989,000
Fdic Zip Branch Count
226
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Axos Advisor Services2
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationPhoenix, AZ
Bank One, Arizona, National AssociationPhoenix, AZ
Fdic Zip HHI
2164.39
Fdic Zip Top Bank Share Pct
30.3
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI51,275
Returns3,990
Stub 2
AGI150,209
Returns4,020
Stub 3
AGI173,513
Returns2,810
Soi Zip Total Business Income
63,190
Soi Zip Total Cap Gains
178,192
Soi Zip Total Dividends
52,367
Soi Zip Total Returns
16,760
Top Owner CRD
2282125
Trust Company Affiliate
No

People (5)

5
MATHIS, LARRY, LEE
IAR · Direct Owner · 87.5%
2282125
MATHIS, CAMERON, MAXWELL
IAR · Executive Officer · 2.5%
7379031
PHILLIP J ADAMS
IAR
6344169
JENNIFER LYNN PANICKER
IAR
2672784
Brock Redondo
IAR
7987937