SourcingSourcing

DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.

C44
CRD 173083·SEC 801-121914·WILLIAMSBURG, VA
AUM
$213.1M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$639K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.
CRD
173083
SEC file #
801-121914
EIN
471606454
DBA names
—

Economics

AUM
$213.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$120.8M → $213.1M▲ +76%
Client mix
Individuals Other123
Individuals High Net Worth69

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
3 advisors → 2 advisors▼ -33%
Primary office
WILLIAMSBURG VA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DOMINGUEZ, JEFFREY, PAUL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DOMINGUEZ, JEFFREY, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001881335
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-13
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0001881335-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
304 BULIFANTS BOULEVARDSUITE 101WILLIAMSBURG, VA 23188
Business
304 BULIFANTS BOULEVARDSUITE 101WILLIAMSBURG, VA 23188
Edgar EIN
471606454
Edgar Recent Filings
13F-HR2026-04-27 · 0001881335-26-000002
13F-HR2026-01-15 · 0001881335-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5483499
Trust Company Affiliate
No

People (2)

2
DOMINGUEZ, JEFFREY, PAUL
IAR · Direct Owner · 87.5%
5483499
Shaobo Li
IAR
7037407