SourcingSourcing

ARISTOTLE CAPITAL BOSTON, LLC

C50
CRD 173198·SEC 801-80368·BOSTON, MA
AUM
$1.83B
$1B+
Est. Revenue
$18.3M
@ 1% on AUM
Est. EBITDA
$5.5M
@ 30% margin
Est. Deal Value
$44.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARISTOTLE CAPITAL BOSTON, LLC
CRD
173198
SEC file #
801-80368
EIN
000000000
DBA names
—

Economics

AUM
$1.83B
AUM band
$1B+
AUM trajectory
'20'26
$3.16B → $1.83B▼ -42%
Client mix
Individuals Other63
Pension Profit Sharing Plans11
Corporations8
Charitable Organizations6
Pooled Investment Vehicles4

Operations

Employees (total)
9
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
7 advisors → 8 advisors▲ +14%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
x.com/aristotlecap

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ARISTOTLE CAPITAL MANAGEMENT,
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
13
Control Persons
ARISTOTLE CAPITAL MANAGEMENT,
ADAMS, DAVID, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:aristotleboston.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
995,967
Form 5500 Compensation Trajectory 3y
2025728,769
2026267,198
Form 5500 Plan Count Trajectory 3y
20253
20261
Schedule C Total Compensation
995,967
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001633911
Edgar Registered
Yes
Edgar Filing Count
103
Edgar First Filing Date
2015-02-13
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
51
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001398344-26-009206

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
State Street4
E*trade4
Northern Trust3
Goldman Sachs2
Bny Mellon1
Edgar Addresses
Mailing
ONE FEDERAL STREET, 36TH FLOORBOSTON, MA 02110
Business
ONE FEDERAL STREET, 36TH FLOORBOSTON, MA 02110
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-15 · 0001398344-26-009206
13F-HR2026-02-17 · 0001398344-26-003238
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
109876
Trust Company Affiliate
No

People (13)

13
ARISTOTLE CAPITAL MANAGEMENT,
Direct Owner · 62.5%
109876
ADAMS, DAVID, MICHAEL
IAR · Direct Owner · 17.5%
2458592
MCPHERSON, JOHN
IAR · Direct Owner · 17.5%
4592511
BABKA, MARK, BERNARD
Direct Owner · 7.5%
2489518
SMITH, JEFFREY, SCOTT
Direct Owner · 7.5%
5055790
CHANDWANI, SONA, SAPNA
Executive Officer · 2.5%
7877878
GOSOM, MICHELLE, MONSALUD
Executive Officer · 2.5%
2969108
HOLLANDER, RICHARD, SCOTT
Executive Officer · 2.5%
724511
KUHL, KATHRYN
Executive Officer · 2.5%
8238080
QUAN, JOHN, ALBERT
Executive Officer · 2.5%
7877879
SCARLETT, NANCY, JEDDELOH
Executive Officer · 2.5%
1387919
SCHWEITZER, RICHARD, HARLAN
Executive Officer · 2.5%
2312588
ST HILAIRE, KIM, MARIE
Executive Officer · 2.5%
4916865