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NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC

B52
CRD 173350·SEC 801-117047·MINNEAPOLIS, MN
AUM
$58.6M
$25M-$100M
Est. Revenue
$586K
@ 1% on AUM
Est. EBITDA
$176K
@ 30% margin
Est. Deal Value
$1.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC
CRD
173350
SEC file #
801-117047
EIN
—
DBA names
—

Economics

AUM
$58.6M
AUM band
$25M-$100M
AUM trajectory
'20'26
$158.9M → $58.6M▼ -63%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
7 advisors → 4 advisors▼ -43%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
northernpacificgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FALCON CAPITAL, LLC
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
FALCON CAPITAL, LLC
GREINER, JEFFREY, PETER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NORTHERNPACIFICGROUP.COM
Rdap Domain Creation Date
2012-08-20T16:50:13Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-20T16:50:13Z
Rdap Domain Last Changed
2024-08-21T18:47:06Z
Rdap Nameservers
Ns1.bdmweb.comNs2.bdmweb.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (3)

3
GREINER, JEFFREY, PETER
Direct Owner · 37.5%
1199940
OFFENHAUSER, PETER, RICHARD
Direct Owner · 17.5%
4037039
Marcy Anne Haymaker
Executive Officer · 2.5%
7036948