SourcingSourcing

YOFFE INVESTMENT MANAGEMENT, LLC

B54
CRD 173454·SEC 801-80569·LEMOYNE, PA
AUM
$174.9M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$525K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
YOFFE INVESTMENT MANAGEMENT, LLC
CRD
173454
SEC file #
801-80569
EIN
471972118
DBA names
—

Economics

AUM
$174.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$118.1M → $174.9M▲ +48%
Client mix
Individuals High Net Worth10
Individuals Other2
Charitable Organizations1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
LEMOYNE PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/05/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
YOFFE, JEFFREY, N
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
YOFFE, JEFFREY, N
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002056336
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-12
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0002056336-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2 LEMOYNE DRSTE 100LEMOYNE, PA 17043-1222
Business
2 LEMOYNE DRSTE 100LEMOYNE, PA 17043-1222
Edgar EIN
471972118
Edgar Recent Filings
13F-HR2026-04-21 · 0002056336-26-000004
13F-HR2026-01-26 · 0002056336-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6406293
Trust Company Affiliate
No

People (1)

1
YOFFE, JEFFREY, N
IAR · Direct Owner · 87.5%
6406293