SourcingSourcing

WHITE OAKS WEALTH ADVISORS, INC.

B54
CRD 173522·SEC 801-80576·MINNEAPOLIS, MN
AUM
$618.3M
$500M-$1B
Est. Revenue
$6.2M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$14.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WHITE OAKS WEALTH ADVISORS, INC.
CRD
173522
SEC file #
801-80576
EIN
201143638
DBA names
—

Economics

AUM
$618.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$393.4M → $618.3M▲ +57%
Client mix
Individuals High Net Worth171
Individuals Other48

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
whiteoakswealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BLOODWORTH, SHARON, ALISON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BLOODWORTH, SHARON, ALISON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WHITEOAKSWEALTH.COM
Rdap Domain Creation Date
1997-03-19T05:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
159,508
Form 5500 Compensation Trajectory 3y
2025159,508
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
159,508
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001507760
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2010-12-14
Edgar Last Filing Date
2025-09-11
Edgar Form D Count
18
Edgar Form D Offerings
2025-09-112025-09-11 · 0001507760-25-000002
2024-09-182024-09-18 · 0001507760-24-000001
Edgar Former Names
White Oaks Investment Management Flexible Strategies Fund, LLC
White Oaks Wealth Advisors Flexible Strategies Fund, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab8
E*trade4
Edgar Addresses
Mailing
595 BAY ISLES ROADLONG BOAT KEY, FL 34228
Business
595 BAY ISLES ROADLONG BOAT KEY, FL 34228
Edgar EIN
201143638
Edgar Recent Filings
D/A2025-09-11 · 0001507760-25-000002
D/A2024-09-18 · 0001507760-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-20T04:00:00Z
Rdap Domain Last Changed
2026-03-04T08:23:21Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2756129
Trust Company Affiliate
No

People (2)

2
BLOODWORTH, SHARON, ALISON
IAR · Direct Owner · 87.5%
2756129
Laura Anne Bereiter
IAR
6713023