SourcingSourcing

NAVIGATE WEALTH MANAGEMENT, LLC

C28
CRD 173770·SEC 801-114048·BIRMINGHAM, AL
AUM
$429.6M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NAVIGATE WEALTH MANAGEMENT, LLC
CRD
173770
SEC file #
801-114048
EIN
472193546
DBA names
—

Economics

AUM
$429.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$134.9M → $429.6M▲ +218%
Client mix
Individuals Other140
Individuals High Net Worth131
Corporations2
Other Investment Advisers1

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
2 advisors → 6 advisors▲ +200%
Primary office
BIRMINGHAM AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
04/06/2026
ADV-W filed at
—
Website
facebook.com/abeonawealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAHS, CARL, JOHAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GRAHS, CARL, JOHAN
HOPKINS, CALEB, RYAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:navigate.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002127791
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-04-27
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
1
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0002127791-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2850 19TH STREET SOUTHSUITE 350BIRMINGHAM, AL 35209
Business
2850 19TH STREET SOUTHSUITE 350BIRMINGHAM, AL 35209
Edgar EIN
472193546
Edgar Recent Filings
13F-HR2026-04-27 · 0002127791-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4817261
Trust Company Affiliate
No

People (7)

7
HOPKINS, CALEB, RYAN
IAR · Direct Owner · 62.5%
5847819
GRAHS, CARL, JOHAN
IAR · Direct Owner · 62.5%
4817261
STEVEN HANSEN LIND
IAR
6028410
JONATHAN LUKE FARGASON
IAR
6451899
JAMES M. BURNETT
IAR
4701527
REUBEN FRANK STEWART
IAR
2416784
MARY MEADOWS LIVINGSTON
IAR
5704906