SourcingSourcing

ACTIVANT CAPITAL GROUP LLC

C25
CRD 173856·SEC 801-113729·DARIEN, CT
AUM
$1.61B
$1B+
Est. Revenue
$16.1M
@ 1% on AUM
Est. EBITDA
$4.8M
@ 30% margin
Est. Deal Value
$38.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ACTIVANT CAPITAL GROUP LLC
CRD
173856
SEC file #
801-113729
EIN
000000000
DBA names
—

Economics

AUM
$1.61B
AUM band
$1B+
AUM trajectory
'20'26
$376.7M → $1.61B▲ +327%
Client mix
Pooled Investment Vehicles18

Operations

Employees (total)
18
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
9 advisors → 12 advisors▲ +33%
Primary office
DARIEN CT
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
activantcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SARRACINO, STEVEN, ROSS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SARRACINO, STEVEN, ROSS
AHAMED, SALEEMAH, HASSANALI
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ACTIVANTCAPITAL.COM
Rdap Domain Creation Date
2012-10-31T23:00:41Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001596459
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2014-01-10
Edgar Last Filing Date
2014-01-10
Edgar Form D Count
1
Edgar Form D Offerings
2014-01-102014-01-10 · 0001596459-14-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley45
E*trade4
Edgar Addresses
Mailing
115 E. PUTNAM AVENUE3RD FLOORGREENWICH, CT 06830
Business
115 E. PUTNAM AVENUE3RD FLOORGREENWICH, CT 06830
Edgar EIN
000000000
Edgar Recent Filings
D2014-01-10 · 0001596459-14-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-31T23:00:41Z
Rdap Domain Last Changed
2025-11-01T16:33:21Z
Rdap Nameservers
Ns17.domaincontrol.comNs18.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3094633
Trust Company Affiliate
No

People (3)

3
SARRACINO, STEVEN, ROSS
Direct Owner · 87.5%
3094633
AHAMED, SALEEMAH, HASSANALI
Executive Officer · 2.5%
5819935
Corcoran, David
Executive Officer · 2.5%
8176940