SourcingSourcing

WAKEFIELD WEALTH MANAGEMENT, LLLP

C47
CRD 173997·SEC 801-80693·ENGLEWOOD, CO
AUM
$512.9M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WAKEFIELD WEALTH MANAGEMENT, LLLP
CRD
173997
SEC file #
801-80693
EIN
208251802
DBA names
—

Economics

AUM
$512.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$233.3M → $512.9M▲ +120%
Client mix
Individuals High Net Worth77
Individuals Other70
Corporations7
Pension Profit Sharing Plans2
Charitable Organizations1

Operations

Employees (total)
10
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
ENGLEWOOD CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
wakefieldwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GERVASINI, GEOFFREY, TODD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GERVASINI, GEOFFREY, TODD
BRITTAIN, GREGORY, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WAKEFIELDWEALTH.COM
Rdap Domain Creation Date
2016-10-19T21:56:26Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
121,125
Form 5500 Compensation Trajectory 3y
2025121,125
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
121,125
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001600435
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2018-11-15
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001376474-26-000366

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
7887 E BELLEVIEW AVESUITE 800ENGLEWOOD, CO 80111
Business
7887 E BELLEVIEW AVESUITE 800ENGLEWOOD, CO 80111
Edgar EIN
208251802
Edgar Recent Filings
13F-HR2026-05-12 · 0001376474-26-000366
13F-HR2026-02-05 · 0001376474-26-000128
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-10-19T21:56:26Z
Rdap Domain Last Changed
2025-09-19T06:42:02Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2443483
Trust Company Affiliate
No

People (3)

3
GERVASINI, GEOFFREY, TODD
IAR · Direct Owner · 87.5%
2443483
BRITTAIN, GREGORY, J
IAR · Direct Owner · 7.5%
6438047
NICHOLAS TODD GERVASINI
IAR
7883265