SourcingSourcing

STONEX ADVISORS INC.

C34
CRD 174182·SEC 801-80747·BIRMINGHAM, AL
AUM
$5.09B
$1B+
Est. Revenue
$50.9M
@ 1% on AUM
Est. EBITDA
$15.3M
@ 30% margin
Est. Deal Value
$122.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STONEX ADVISORS INC.
CRD
174182
SEC file #
801-80747
EIN
—
DBA names
—

Economics

AUM
$5.09B
AUM band
$1B+
AUM trajectory
'20'26
$478.3M → $5.09B▲ +965%
Client mix
Individuals Other8,721
Individuals High Net Worth1,020
Corporations96
Charitable Organizations3
State Or Municipal Govt3

Operations

Employees (total)
220
Advisory staff (per ADV)
220
Advisory staff (5-yr trend)
'20'26
245 advisors → 220 advisors▼ -10%
Primary office
BIRMINGHAM AL
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
linkedin.com/showcase/90402889/admin/dashboard(social)

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STONEX GROUP INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
12
Control Persons
STONEX GROUP INC.
CARTER, JAY, WILSON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:stonex.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000913760
Edgar Registered
Yes
Edgar Filing Count
1,000
Edgar First Filing Date
2016-08-23
Edgar Last Filing Date
2026-05-20
Edgar 13f Count
73
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0000913760-26-000032
Edgar Xbrl Assets Latest
Value Usd45,268,000,000
Fiscal Year End2025-09-30
Edgar Xbrl Revenue Latest
Value Usd132,378,200,000
Fiscal Year End2025-09-30
ConceptRevenues
Edgar Sic Description
Security & Commodity Brokers, Dealers, Exchanges & Services
Edgar Former Names
INTL FCSTONE INC.
INTERNATIONAL ASSETS HOLDING CORP

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing7
E*trade4
Edgar Addresses
Mailing
230 PARK AVE10TH FLOORNEW YORK, NY 10169
Business
230 PARK AVE10TH FLOORNEW YORK, NY 10169
Edgar EIN
592921318
Edgar Recent Filings
4/A2026-05-20 · 0001511110-26-000006
42026-05-20 · 0001511110-26-000003
Edgar Sic
6200
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (61)

61
CARTER, JAY, WILSON
Executive Officer · 2.5%
2412541
CHAMBLESS, ANDREW, R
Executive Officer · 2.5%
5119116
DAVISON, STUART, ANDREW
Executive Officer · 2.5%
7824576
WILLIAM JOHN DUNAWAY
Executive Officer · 2.5%
6505923
CHARLES MARTIN LYON
Executive Officer · 2.5%
4000852
MAURER, MARK, L
Executive Officer · 2.5%
4234406
James Buchanan McAuslan
Executive Officer · 2.5%
7658964
BRIAN LANE PARKER
Executive Officer · 2.5%
4635848
JOSEPH JOHN PORZIO
Executive Officer · 2.5%
1319702
RICHARDSON, MARCUS, BRYANT
Executive Officer · 2.5%
3037932
PHILIP ANDREW SMITH
Executive Officer · 2.5%
4999097
Christopher Lee Rusaw
IAR
7671753
Christian Butler
IAR
7571113
Hugh Richard Zeffer
IAR
7383312
RUSSELL GARNETT ELLIS
IAR
5345164
PATRICK WAYNE BUSSEY
IAR
3244138
TED WESLEY BAIRD
IAR
848850
JASON WILLIAM PECK
IAR
2824181
PETER GEORGE LAVENTIS
IAR
2492067
JOEL HARVEY FISHMAN
IAR
6641013
ALBERT A VELEZ
IAR
4074836
ROBERT BLAIR GRAHAM
IAR
3226451
DEVON GRADY HOUGH
IAR
1082800
PRESTON MCCORKLE MORRIS
IAR
2394494
SANG CHANG YI
IAR
2632067
ANN MARIE IGLAI
IAR
2917127
RICHARD DENNIS MAGGIO
IAR
1063747
JEFFREY R KENNARD
IAR
4596252
WILLIAM ALBERT MARTIN
IAR
1608503
ROBERT A CUCCARO
IAR
5868928
DENNIS JOSEPH COITE
IAR
6304594
DANIEL JOSEPH MITTLESTEADT
IAR
1610783
CRAIG MICHAEL GALOVICH
IAR
2404665
ROBERT SCOTT BERRIMAN
IAR
858906
DONALD REED RAYBUCK
IAR
4417893
GREGORY DEE HOVANIC
IAR
2143382
THOMAS JOSEPH BARKO
IAR
4729765
SANDRA SUMMERLIN DOWNING
IAR
2392271
UMA S MURTHY
IAR
4314740
ANDREW DIXON WADE
IAR
3031159
MARK JERRY BRAVERMAN
IAR
1037600
RICHARD C BOUSUM II
IAR
5216812
GARY EDWIN UNG
IAR
1503215
THOMAS RAYMOND NEWBAUER
IAR
2757486
BRUCE DAVID WARREN
IAR
2267108
JUSTIN MATTHEW CRESS
IAR
4548524
LINWOOD LAMAR GEHRIS
IAR
1675348
MICHAEL ANTHONY CIANCI
IAR
4880036
DAVID WHITCOMB HENNINGS
IAR
2211362
ERIC COHEN
IAR
1904158
MILIND JAGDISH SHAH
IAR
3270126
MICHAEL JOSEPH CICCONE
IAR
4587133
Priscilla Vultaggio
IAR
5558484
DUNHAM, MICHAEL, J
IAR
3157264
RONALD CHASE WOODRUFF
IAR
7136227
Paul Terence Miller
IAR
7154652
JUSTIN THIGPEN
IAR
6441863
ROBERT BRADLEY JOHNSON
IAR
5601901
ROBERT CHARLES JOHNSON
IAR
1857312
Derek Mitchell Samples
IAR
6707705