PENSERRA GLOBAL INVESTORS LLC

CRD

174309

SEC file #

801-131133

EIN

—

DBA names

—

Economics

AUM

$96.2M

AUM band

$25M-$100M

AUM trajectory

'25 · $1.0M

'26 · $96.2M

'25'26

$1.0M → $96.2M▲ +9184%

sec adv history

Client mix

Pension Profit Sharing Plans

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 10 advisors

'26 · 10 advisors

'25'26

10 advisors → 10 advisors▬ 0%

sec adv history

Primary office

ORINDA CA

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — businesses

Fee basis

% of AUM

Filings

Latest ADV filing

04/08/2026

penserra.com/services/active-investment-management

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PENSERRA FINANCIAL VENTURES LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

PENSERRA FINANCIAL VENTURES LLC

GINGOLD, KATALIN, OSVATH

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

PENSERRA.COM

Rdap Domain Creation Date

2007-11-29T21:32:29Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Registered

sec edgar

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Fee Schedule

Bracket I	97
Bracket Xi	3
Bracket Ii	0
Bracket Iii	0
Bracket Iv	0

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2027-11-29T21:32:29Z

Rdap Domain Last Changed

2025-11-30T12:08:34Z

Rdap Nameservers

Ns23.domaincontrol.comNs24.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate