SourcingSourcing

OCTO CAPITAL, LLC

B53
CRD 174351·SEC 801-131442·BINGHAM FARMS, MI
AUM
$165.0M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$495K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OCTO CAPITAL, LLC
CRD
174351
SEC file #
801-131442
EIN
—
DBA names
—

Economics

AUM
$165.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$140.7M → $165.0M▲ +17%
Client mix
Individuals High Net Worth76
Individuals Other59
Charitable Organizations1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
BINGHAM FARMS MI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/02/2026
ADV-W filed at
—
Website
linkedin.com/in/danielshub(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHUB, DANIEL, B
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SHUB, DANIEL, B
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:octo.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4148417
Trust Company Affiliate
No

People (1)

1
SHUB, DANIEL, B
IAR · Direct Owner · 87.5%
4148417