WESTROCK ASSET MANAGEMENT, LLC

B57
CRD 174408·SEC 801-108284·LITTLE ROCK, AR
AUM
$162.7M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$488K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WESTROCK ASSET MANAGEMENT, LLC
CRD
174408
SEC file #
801-108284
EIN
981280598
DBA names

Economics

AUM
$162.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$230.6M → $162.7M▼ -29%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
12
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
6 advisors → 4 advisors▼ -33%
Primary office
LITTLE ROCK AR
Branches

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WESTROCK GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
WESTROCK GROUP, LLC
Ford, Samuel, Thomas
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:westrockasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001672555
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2016-04-20
Edgar Last Filing Date
2026-01-23
Edgar Form D Count
12
Edgar Form D Offerings
2026-01-232026-01-23 · 0001672555-26-000001
2025-01-242025-01-24 · 0001672555-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Northern Trust8
Interactive Brokers5
E*trade4
Morgan Stanley3
Edgar Addresses
Mailing
C/O MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, PO BOX 309GRAND CAYMAN, E9, KY1-1104
Business
C/O MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, PO BOX 309GRAND CAYMAN, E9, KY1-1104
Edgar EIN
981280598
Edgar Recent Filings
D/A2026-01-23 · 0001672555-26-000001
D/A2025-01-24 · 0001672555-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes