SourcingSourcing

COPPERPLATE CAPITAL LLC

C48
CRD 174528·SEC 801-130132·MENLO PARK, CA
AUM
$293.7M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$881K
@ 30% margin
Est. Deal Value
$7.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COPPERPLATE CAPITAL LLC
CRD
174528
SEC file #
801-130132
EIN
471642987
DBA names
—

Economics

AUM
$293.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$208.2M → $293.7M▲ +41%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
2 advisors → 1 advisors▼ -50%
Primary office
MENLO PARK CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
copperplatecapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GOTTIPATI, SUNIL, KUMAR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GOTTIPATI, SUNIL, KUMAR
DEGUZMAN, LAARNI, PARAWAN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COPPERPLATECAPITAL.COM
Rdap Domain Creation Date
2015-08-05T20:59:28Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001627141
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2014-12-04
Edgar Last Filing Date
2020-02-27
Edgar Form D Count
2
Edgar Form D Offerings
2020-02-272020-02-27 · 0001567619-20-004954
2014-12-042014-12-04 · 0001546927-14-000209

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan6
E*trade4
Edgar Addresses
Mailing
3000 SAND HILL ROAD, BLDG. 4, STE.110MENLO PARK, CA 94025
Business
3000 SAND HILL ROAD, BLDG. 4, STE.110MENLO PARK, CA 94025
Edgar EIN
471642987
Edgar Recent Filings
D/A2020-02-27 · 0001567619-20-004954
D2014-12-04 · 0001546927-14-000209
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-05T20:59:28Z
Rdap Domain Last Changed
2025-08-06T17:00:45Z
Rdap Nameservers
Ns25.domaincontrol.comNs26.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4686733
Trust Company Affiliate
Yes

People (2)

2
GOTTIPATI, SUNIL, KUMAR
Direct Owner · 87.5%
4686733
DEGUZMAN, LAARNI, PARAWAN
Executive Officer · 2.5%
2316762