SourcingSourcing

MODERN DOLLAR PLANNING, LLC

C40
CRD 174695·SEC 801-128613·ST. LOUIS, MO
AUM
$159.1M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$477K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MODERN DOLLAR PLANNING, LLC
CRD
174695
SEC file #
801-128613
EIN
—
DBA names
—

Economics

AUM
$159.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$122.0M → $159.1M▲ +30%
Client mix
Individuals Other104
Individuals High Net Worth49

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
ST. LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
Fixed fees

Filings

Latest ADV filing
01/06/2026
ADV-W filed at
—
Website
modern-dollar.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHWEISS, MARK, ALLEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SCHWEISS, MARK, ALLEN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MODERN-DOLLAR.COM
Rdap Domain Creation Date
2015-01-02T17:34:36Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2554
Soi Zip Pct 200k Plus
0.0874
Soi Zip Returns 200k Plus
770
Soi Zip Total AGI
763,831
Fdic Zip Total Deposits
130,414,000
Fdic Zip Branch Count
13
Fdic Zip Top Banks
Mercantile Bank of St. Louis National Association
First Mid Bank & Trust, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Mercantile Bank of St. Louis National AssociationSt. Louis, MO
Mercantile Bank of St. Louis National AssociationSt. Louis, MO
Fdic Zip HHI
7185.43
Fdic Zip Top Bank Share Pct
84.02
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-02T17:34:36Z
Rdap Domain Last Changed
2026-01-01T08:39:21Z
Rdap Nameservers
Ns1.hover.comNs2.hover.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI27,772
Returns2,220
Stub 2
AGI73,990
Returns1,980
Stub 3
AGI92,305
Returns1,490
Soi Zip Total Business Income
25,160
Soi Zip Total Cap Gains
18,804
Soi Zip Total Dividends
10,122
Soi Zip Total Returns
8,810
Top Owner CRD
4088794
Trust Company Affiliate
No

People (2)

2
SCHWEISS, MARK, ALLEN
IAR · Direct Owner · 87.5%
4088794
JACOB GALL
IAR
7764101