SourcingSourcing

STERLING INVESTMENT MANAGEMENT, LLC

C20
CRD 174707·SEC 801-80903·WEST PALM BEACH, FL
AUM
$2.41B
$1B+
Est. Revenue
$24.1M
@ 1% on AUM
Est. EBITDA
$7.2M
@ 30% margin
Est. Deal Value
$57.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STERLING INVESTMENT MANAGEMENT, LLC
CRD
174707
SEC file #
801-80903
EIN
860802628
DBA names
Sterling Investment Management

Economics

AUM
$2.41B
AUM band
$1B+
AUM trajectory
'20'26
$1.09B → $2.41B▲ +122%
Client mix
Pooled Investment Vehicles13

Operations

Employees (total)
52
Advisory staff (per ADV)
48
Advisory staff (5-yr trend)
'20'26
11 advisors → 48 advisors▲ +336%
Primary office
WEST PALM BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
Folio Institutionalmedium confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
sterlingorganization.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KOSOY, ANDREA, BETH
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
12
Control Persons
KOSOY, ANDREA, BETH
SILVERADO TRAIL SIM, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STERLINGORGANIZATION.COM
Rdap Domain Creation Date
2007-06-21T18:57:51Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Participants
14
Form 5500 Total Compensation
1,070,938
Form 5500 Compensation Trajectory 3y
20251,070,938
20240
Form 5500 Plan Count Trajectory 3y
20253
20241
Schedule C Total Compensation
1,070,938
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001509873
Edgar Registered
Yes
Edgar Filing Count
70
Edgar First Filing Date
2011-01-25
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
68
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001509873-26-000003
Edgar Former Names
Sterling Investment Management, Inc.

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Folio Institutional1
Full
Jpmorgan8
E*trade4
U.s. Bank2
Folio Institutional1
Edgar Addresses
Mailing
6262 N. SWAN ROAD, SUITE 210TUCSON, AZ 85718
Business
6262 N. SWAN ROAD, SUITE 210TUCSON, AZ 85718
Edgar EIN
860802628
Edgar Recent Filings
13F-HR2026-05-04 · 0001509873-26-000003
13F-HR2026-02-03 · 0001509873-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-21T18:57:51Z
Rdap Domain Last Changed
2025-06-06T18:56:22Z
Rdap Nameservers
Ns1.dnsexit.comNs2.dnsexit.comNs3.dnsexit.comNs4.dnsexit.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
6440547
Trust Company Affiliate
No

People (7)

7
KOSOY, ANDREA, BETH
Direct Owner · 37.5%
6440547
DAKE, ROBERT, DALE
Executive Officer · 2.5%
7429267
DYKSTRA, JERRY, JOE
Executive Officer · 2.5%
7429274
FRIED, JORDAN, MICHAEL
Executive Officer · 2.5%
5964392
KOSOY, BRIAN, DANIEL
Executive Officer · 2.5%
6440525
MUNDER, ADAM, LEE
Executive Officer · 2.5%
4163426
PEARSON, DALIA, MIODOWSKI
Executive Officer · 2.5%
6631077