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BUTTONWOOD CAPITAL MANAGEMENT, LLC

C32
CRD 174857·SEC 801-117678·SCOTTSDALE, AZ
AUM
$380.8M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BUTTONWOOD CAPITAL MANAGEMENT, LLC
CRD
174857
SEC file #
801-117678
EIN
—
DBA names
Buttonwood Capital Management (bcm)

Economics

AUM
$380.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$102.4M → $380.8M▲ +272%
Client mix
Individuals Other235
Individuals High Net Worth105
Corporations9
Pension Profit Sharing Plans4
Charitable Organizations2

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
buttonwoodcm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SOSNOWITZ, ANDREW, BART
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SOSNOWITZ, ANDREW, BART
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BUTTONWOODCM.COM
Rdap Domain Creation Date
2014-06-27T19:12:33Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-27T11:59:59Z
Rdap Domain Last Changed
2025-09-28T17:46:15Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3202095
Trust Company Affiliate
No

People (3)

3
SOSNOWITZ, ANDREW, BART
IAR · Direct Owner · 87.5%
3202095
Phillip Tyler Wiltfong
IAR
7738985
Sean Thomas Neel
IAR
6203339