CARILLON TOWER ADVISERS, INC.

CRD

174904

SEC file #

801-100356

EIN

301220985

DBA names

Raymond James Investment Management

Economics

AUM

$16.86B

AUM band

$1B+

AUM trajectory

'20 · $16.96B

'21 · $17.30B

'22 · $20.77B

'23 · $15.36B

'25 · $16.38B

'26 · $16.86B

'20'26

$16.96B → $16.86B▼ -1%

sec adv history

Client mix

Pooled Investment Vehicles	2
Individuals High Net Worth	1
Individuals Other	1
Investment Companies	1

Operations

Employees (total)

175

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 1 advisors

'21 · 1 advisors

'22 · 2 advisors

'23 · 2 advisors

'25 · 2 advisors

'26 · 5 advisors

'20'26

1 advisors → 5 advisors▲ +400%

sec adv history

Primary office

ST PETERSBURG FL

Branches

—

Custodian & Brokerage

Primary custodian

Raymond Jamesmedium confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

12/12/2025

ADV-W filed at

—

Website

carillontower.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

RAYMOND JAMES FINANCIAL, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

RAYMOND JAMES FINANCIAL, INC.

JAMES, THOMAS, ALAN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

CARILLONTOWER.COM

Rdap Domain Creation Date

2015-07-22T16:44:18Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

26,392

Form 5500 Compensation Trajectory 3y

2025	26,392
2026	0

Form 5500 Plan Count Trajectory 3y

2025	2
2026	1

Schedule C Total Compensation

26,392

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001807533

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2020-03-30

Edgar Last Filing Date

2022-04-01

Edgar Form D Count

Edgar Form D Offerings

2022-04-012022-04-01 · 0000897069-22-000186

2021-04-012021-04-01 · 0000897069-21-000163

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Window

Raymond James

Full

Raymond James	67
Morgan Stanley	8
E*trade	4

adv brochure

Edgar Addresses

Mailing

C/O CARILLON TOWER ADVISERS, INC.880 CARILLON PARKWAYST. PETERSBURG, FL 33716

Business

C/O CARILLON TOWER ADVISERS, INC.880 CARILLON PARKWAYST. PETERSBURG, FL 33716

Edgar EIN

301220985

Edgar Recent Filings

D/A2022-04-01 · 0000897069-22-000186

D/A2021-04-01 · 0000897069-21-000163

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-07-22T16:44:18Z

Rdap Domain Last Changed

2026-02-24T18:50:37Z

Rdap Nameservers

Dnsxt20apapd.rjf.comDnsxt40apapd.rjf.com

Rdap Secure Dns Enabled

Yes

Rdap Status

Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate

People (33)

JAMES, THOMAS, ALAN

257119

RICK IV, EDWARD

2536413

SOUSA, DAMIAN, DANIEL

2061882

WALZER, SUSAN, LAVELLE

2976646

WILWANT, ERIC, CHRISTIAN

2256062

CRYSTAL JANEAR FOWLER

JUSTYNA ZUZANNA BARCZYNSKA

6326879

JASON CHARLES JACKSON

Brandon Michael Castle

Joseph Jones Del Guercio

Joseph Wilfred Rogers

Casey John Hendrickson

5964094

ANNETTE PERSAUD-JAIRAM

2631690

MATTHEW BENJAMIN CALOS

ADRIAN OLIVER SCHULTES