SourcingSourcing

SCHMITT WEALTH ADVISERS, CORP.

A65
CRD 174958·SEC 801-132291·CINCINNATI, OH
AUM
$135.0M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$405K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCHMITT WEALTH ADVISERS, CORP.
CRD
174958
SEC file #
801-132291
EIN
—
DBA names
Schmitt Wealth Advisers, Llc

Economics

AUM
$135.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$117.8M → $135.0M▲ +15%
Client mix
Individuals Other95
Individuals High Net Worth49
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
prolifeinvestor.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHMITT, ANDREW, WILLIAM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SCHMITT, ANDREW, WILLIAM
MCCARTHY, MICHELLE, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PROLIFEINVESTOR.COM
Rdap Domain Creation Date
2008-06-20T16:07:25Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-27T11:59:59Z
Rdap Domain Last Changed
2025-08-28T17:45:26Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2261271
Trust Company Affiliate
No

People (3)

3
SCHMITT, ANDREW, WILLIAM
IAR · Direct Owner · 87.5%
2261271
MCCARTHY, MICHELLE, ANNE
Executive Officer · 2.5%
7682269
PETER JOSEF SCHMITT
IAR
6638158